Through our Portal, you can tackle and monitor the routine low- level compliance tasks. Once you login and select your firm’s regulated activities types, you will see our six main core functions of our Portal.
1. Calendar – Remind the routine compliance tasks in the month
2. Monitoring checklist – Answer our standard quarterly questions for compliance monitoring purposes.
3. CM Declaration – Send the annual compliance manual declaration form.
4. PSD Declaration – Send the personal security declaration form.
5. Template List – Download the templates for regular meetings, forms and questionnaires.
6. CPT updates – Record and send the CPT evidence.
You may send messages to our consultants by clicking the icon at the right corner.
We also alert you the compliance and accounting regulatory updates by SMS, emails and our website.